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A Single Egregious Act

The New York Appellate Division for the First Judicial Department sustained summary judgment for a plaintiff against opposing counsel in her domestic relations case

Defendant, an attorney, represented plaintiff’s former husband in the matrimonial action underlying this action. During the course of the matrimonial proceedings, defendant knowingly failed to inform the court that in accordance with neglect and custody proceedings held in Kings County Family Court, plaintiff had been awarded primary physical custody of the child of the marriage. Defendant also prepared an affidavit for his client, falsely stating that the client had never been party to a neglect proceeding and asserting that the client was the child’s custodial parent. In addition, defendant submitted a final judgment of divorce awarding primary physical custody of the child to his client on the basis of stipulated agreements between plaintiff and the client even though those agreements had been signed three years before the Kings County proceedings. Defendant then presented an order to show cause to hold plaintiff in contempt of court for not complying with the custody provisions in the judgment of divorce.

Plaintiff established her entitlement to summary judgment by submitting evidence that defendant had intentionally failed to apprise the court of the Kings County custody order, thus affirmatively misrepresenting the existence of adverse information relevant to the proceedings (see Schindler v Issler & Schrage, P.C., 262 AD2d 226, 227 [1st Dept 1999], lv denied 94 NY2d 859 [1999]). This evidence was sufficient to establish “egregious conduct” under Judiciary Law § 487 (see id.). Despite defendant’s position otherwise, a plaintiff need not demonstrate a chronic pattern of delinquency to recover on a Judiciary Law § 487 action; on the contrary, a single egregious act, such as the one presented here, is sufficient (see e.g. Mazel 315 W. 35th LLC v 315 W. 35th Assoc. LLC, 120 AD3d 1106, 1107 [1st Dept 2014]).

Furthermore, the court properly awarded treble damages despite the fact that plaintiff had already been awarded attorney’s fees in the matrimonial action. The matrimonial court found that plaintiff had been damaged by defendant’s deceitful conduct to the extent she incurred attorney’s fees to address and rectify the fraudulent order procured through that conduct and to defend against the contempt motion, but the matrimonial court could not and did not entertain a claim for treble damages, which Judiciary Law § 487 authorizes by way of a separate legal action (see Melcher v Greenberg Traurig LLP, 135 AD3d 547, 554 [1st Dept 2016]). In any event, the purpose of awarding treble damages for a violation of Judiciary Law § 487 is to punish a lawyer for his misconduct and to deter him from future misconduct, rather than to compensate a plaintiff for her injury (see Jean v Chinitz, 163 AD3d 497, 499 [1st Dept 2018]).

We reject defendant’s argument that his conduct merely constituted zealous representation of his client’s interests (see Mazel 315 W. 35th, 120 AD3d at 1107). Defendant had an ethical duty as an officer of the court to uphold the integrity of the court and not to subvert its truth-seeking process for the improper benefit of his client (see Amalfitano v Rosenberg, 12 NY3d 8, 14 [2009]).

We also reject defendant’s argument that plaintiff engaged in frivolous conduct when she commenced this action (see 22 NYCRR 130-1.1[c]; Emery v Parker, 107 AD3d 635, 636 [1st Dept 2013]). As the facts above make clear, the record amply supports Supreme Court’s decision to grant plaintiff’s motion, and the action is far from frivolous.

Summary judgment for a defendant law firm was upheld in an unrelated matter

Defendants were entitled to summary judgment dismissing the breach of fiduciary duty claim. Plaintiffs do not challenge the court’s determination that damages recoverable on the claim, which was based on defendants’ alleged legal malpractice in connection with their representation of plaintiff Atesa Pacelli in a matrimonial action, was limited to pecuniary damages (see Dombrowski v Bulson, 19 NY3d 347, 352 [2012]). Thus, defendants demonstrated their entitlement to summary judgment by submitting Atesa’s responses to interrogatories establishing that she sustained only emotional and psychological injuries as a result of the alleged breach of fiduciary duty.

(Mike Frisch)