Call 4 Papers: SOX, SEC Reforms, and Sec Reg for AALS in NYC 1/08
Posted by Alan Childress
This from the Legal Scholarship Network of SSRN, with submission info here below the fold:
CALL FOR PAPERS:
AN EVALUATION OF RECENT SECURITIES LAW REGULATORY REFORMS AND LITIGATION
AALS SECURITIES REGULATION SECTION MEETING–Jan. 2-6, 2008 in New York City
After the collapse of Enron, Adelphia, Worldcom and other
high flyers of the 1990s, there was a crisis of confidence
in American business and securities regulators. Numerous
federal and state enforcement and regulatory actions
occurred in the wake of these scandals. These included: the
passage of the Sarbanes-Oxley Act of 2002; the research
analyst prosecutions by the New York Attorney General and
the Securities and Exchange Commission and the reform of
the regulation of analysts; and prosecutions of mutual
funds and reform of mutual fund governance. A torrent of
criminal prosecutions and civil litigation under Rule 10b-5
and other securities law statutes also occurred.
Numerous law review articles have been written, explaining,
praising or criticizing these developments. Currently,
several high-powered decision makers have asserted that the
U.S. capital markets are becoming less competitive than
overseas markets due, in part, to the U.S. regulatory and
litigation environment. Further, there has been a push
back in the courts as to expansive interpretations by the
SEC of its authority and expansive district court opinions
regarding the reach of the anti-fraud provisions.
We are seeking papers for the January 2008 meeting of the
AALS Securities Regulation Section in New York discussing
any aspect of these developments. A broad range of topics
is possible, and we hope to have a lively discussion on
whether regulatory and litigation developments have gone
too far, not far enough or have appropriately dealt with
the problems which led to the 1990s stock market bubble and
its collapse. A special issue of the Brooklyn Journal of
Corporate, Financial & Commercial Law will be devoted to
these papers.
PAPER SUBMISSION PROCEDURE:
Please submit an abstract of any proposed papers and any
available drafts by March 30, 2007, either by email or post,
to:
CONTACT: Roberta S. Karmel
Brooklyn Law School
Email: roberta.karmel@brooklaw.edu
Postal: Brooklyn Law School
250 Joralemon Street
Brooklyn, New York 11201